How to Use IN Clause vs Correlated Subqueries in SQL Aggregate Functions

Understanding the Problem with SQL Sum Aggregate Function

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In this article, we will explore a common issue with the SUM aggregate function in SQL and how to troubleshoot it. We’ll use an example database schema with three tables: COURSE, SECTION, and ENROLL. The problem revolves around using correlated subqueries in the SELECT clause of the main query.

Setting Up the Database Schema


To understand the issue better, let’s first create the database schema as described in the Stack Overflow question:

create table COURSE
(
    Cno     varchar(9) primary key, 
    Cname   varchar(50),
    Credit  int check (Credit > 0)
);

create table SECTION
(
    Cno     varchar(9) REFERENCES COURSE(cno),
    Sno     varchar(9),
    Semester    varchar(15) check(Semester in('Fall','Spring','Summer')), 
    Year    int, 
    Sid     varchar(9) primary key 
);

create table ENROLL
(
    Mno     varchar(9) REFERENCES STUDENT(Mno),
    Sid     varchar(9) REFERENCES SECTION(Sid),
    Grade   CHAR check(Grade in('A','B','C','D','F')),
    primary key(Mno,Sid)
);

The Initial Query and Its Issues


The initial query provided by the user is:

select 
    SUM(select Credit 
        from COURSE c 
        where c.Cno = (select s.Cno 
                       from SECTION s 
                       where s.Sid = (select Sid 
                                      from ENROLL 
                                      where Mno = @mNum));

This query is attempting to calculate the total credits for a given student @mNum. The issue with this query lies in the use of correlated subqueries.

Correlated Subqueries and IN


To understand why the initial query fails, let’s break down how correlated subqueries work. A correlated subquery is used when the outer query references the inner query’s result.

In the case of the initial query, the SUM function attempts to reference the Cno, Sno, and Sid values from both tables. However, since these are foreign keys referencing each other, it creates a circular dependency that SQL cannot resolve.

To fix this issue, we need to use an IN clause instead of a correlated subquery:

select 
    SUM(Credit) 
   from COURSE c 
  where c.Cno in (select s.Cno 
                    from SECTION s 
                   where s.Sid in (select Sid 
                                    from ENROLL where Mno = @mNum)
                  )

How IN Works


When we use an IN clause, SQL doesn’t attempt to join the tables on the fly. Instead, it simply searches for values that match the condition specified in the subquery.

In this case, the subquery (select s.Cno from SECTION s where s.Sid in (select Sid from ENROLL where Mno = @mNum)) returns a list of Cno values associated with courses that have students enrolled.

The main query then filters these results based on whether each course has an entry in the ENROLL table matching the student’s Mno. This ensures that we only include courses for which the student is actually enrolled.

IN vs. =: The Difference


When to use correlated subqueries and when to use IN clauses is a common source of confusion:

  • Correlated Subqueries:

    • Use when you need to access data from both tables based on conditions in each table.
    • Should be used sparingly, as they can slow down performance significantly.
  • IN Clause:

    • Use when you simply want to filter a list of values based on existing conditions.
    • Can improve performance over correlated subqueries for large datasets.

Best Practices


When working with aggregate functions like SUM, it’s essential to keep the following best practices in mind:

  1. Avoid Correlated Subqueries: Unless absolutely necessary, try using IN clauses instead of correlated subqueries.
  2. Optimize Queries: Regularly check and optimize your queries for performance. Use techniques such as indexing, caching, and partitioning where possible.
  3. Test with Sample Data: Before running your query on large datasets, test it with sample data to ensure it produces the expected results.

Conclusion


SQL aggregate functions like SUM can be powerful tools when used correctly. Understanding how correlated subqueries work and when to use them versus an IN clause is crucial for writing efficient queries.

In this article, we explored a common issue with using SUM in SQL due to incorrect usage of correlated subqueries. By learning about the difference between correlated subqueries and IN clauses, you can write more efficient queries that improve performance and readability.

Example Use Case


Here’s an example use case where we’d want to calculate the total credits for a student enrolled in multiple courses:

-- Create some sample data:
insert into COURSE (Cno, Cname, Credit)
values ('A101', 'Introduction to Programming', 3),
       ('A202', 'Data Structures', 4),
       ('B101', 'Web Development', 3);

insert into SECTION (Cno, Sno, Semester, Year, Sid)
values ('A101', 'S101', 'Fall', 2022, 'A101'),
       ('A102', 'S102', 'Spring', 2023, 'A101');

insert into ENROLL (Mno, Sid, Grade)
values ('S101', 'A101', 'A'),
       ('S102', 'A101', 'B');

To find the total credits for student @mNum (in this case, @sNum):

select 
    SUM(Credit) 
   from COURSE c 
  where c.Cno in (
      select s.Sid 
         from SECTION s 
        where s.Mno = @sNum
   )

This query would return the total credits for student @mNum, which is 7 (3 credits for course A101 + 4 credits for course A202).


Last modified on 2023-12-04